Form 4 for NWN Northwest Natural Holding Co
Accepted 2022-01-18 00:00:00 ET · period of report 2022-01-13 · accession 0001567619-22-001262 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-01-18 | 2022-01-13 | NWN | ANDERSON DAVID HUGO | Pres, CEO, Dir | J - Other | $0.00 | -2,861 | 13.7K | -17% | $0 |
| I | 2022-01-18 | 2022-01-13 | NWN | ANDERSON DAVID HUGO | Pres, CEO, Dir | S - Sale | $48.04 | -1,290 | 12.4K | -9% | -$62.0K |
| 2022-01-18 | 2022-01-13 | NWN | ANDERSON DAVID HUGO | Pres, CEO, Dir | J - Other | $0.00 | +2,861 | 111.8K | +3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-13 | J | D | 2,861 | $0.00 | 13,684.68 | I See Footnote | — | — | (F1) Shares were distributed from Deferred Compensation Plan for Directors and Executives (DCP) account to reporting person's registered account pursuant to reporting person's election on November 18, 2014, December 2, 2015, December 7, 2016, and December 4, 2017. (F2) Reflects shares that have been credited to reporting person's account under the issuer's DCP. |
| 2 | Common | Common Stock | 2022-01-13 | S | D | 1,290 | $48.04 | 12,394.68 | I | — | — | (F3) These shares were issued in connection with the reporting person's elections on November 18, 2014, December 2, 2015, December 7, 2016 and December 4, 2017 to participate in the issuer's DCP, which specifies that taxes shall be withheld from distributions. Pursuant to the DCP and the reporting person's prior elections, these shares were sold to pay taxes on the DCP distribution made on January 13, 2022. (F4) This transaction was executed in multiple trades on reported date with prices ranging from $48.04 - $48.35, resulting in average price of $48.0432. Northwest Natural Holding Company will provide upon request by Commission staff or a security holder of the issuer full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2022-01-13 | J | A | 2,861 | $0.00 | 111,780.47 | D See Footnote | — | — | (F1) Shares were distributed from Deferred Compensation Plan for Directors and Executives (DCP) account to reporting person's registered account pursuant to reporting person's election on November 18, 2014, December 2, 2015, December 7, 2016, and December 4, 2017. (F2) Reflects shares that have been credited to reporting person's account under the issuer's DCP. |