Form 4 for XEL Xcel Energy
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-22 · accession 0001567619-22-005532 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-24 | 2022-02-22 | XEL | Van Abel Brian J | EVP, CFO | M - OptEx | — | +1,414 | 38.0K | +4% | — |
| D | 2022-02-24 | 2022-02-22 | XEL | Van Abel Brian J | EVP, CFO | A - Grant | $0.00 | +10.7K | 36.6K | +41% | $0 |
| D | 2022-02-24 | 2022-02-22 | XEL | Van Abel Brian J | EVP, CFO | F - Tax | $66.00 | -5,931 | 32.1K | -16% | -$391.4K |
| D | 2022-02-24 | 2022-02-22 | XEL | Van Abel Brian J | EVP, CFO | M - OptEx | $0.00 | -1,414 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-22 | M | A | 1,414.09 | — | 38,041.36 | D | — | — | (F3) Restricted stock units are settled in common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-02-22 | A | A | 10,669.66 | $0.00 | 36,627.27 | D | — | — | (F1) Represents the settlement of performance share unit awards for the 2019-2021 performance period. (F2) The amount also includes 686.016 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report. |
| 3 | Common | Common Stock | 2022-02-22 | F | D | 5,930.74 | $66.00 | 32,110.62 | D | — | — | (F4) Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash. |
| 4 | Derivative | Restricted Stock Units | 2022-02-22 | M | D | 1,414.09 | $0.00 | 0 | D | — · — to — | 1,414.09 Common Stock | (F6) Number of units shown reflects 72.048 additional units due to the reinvestment of dividend equivalents since the award was originally reported on Form 3. (F3) Restricted stock units are settled in common stock on a one-for-one basis. (F7) Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022. |