Form 4 for XEL Xcel Energy
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-22 · accession 0001567619-22-005534 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-24 | 2022-02-22 | XEL | Carter Brett C | EVP, Chief Customer, Innova | M - OptEx | — | +4,712 | 51.2K | +10% | — |
| D | 2022-02-24 | 2022-02-22 | XEL | Carter Brett C | EVP, Chief Customer, Innova | F - Tax | $66.00 | -13.8K | 37.4K | -27% | -$909.6K |
| D | 2022-02-24 | 2022-02-22 | XEL | Carter Brett C | EVP, Chief Customer, Innova | A - Grant | $0.00 | +23.3K | 46.4K | +101% | $0 |
| D | 2022-02-24 | 2022-02-22 | XEL | Carter Brett C | EVP, Chief Customer, Innova | M - OptEx | $0.00 | -4,712 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-22 | M | A | 4,711.81 | — | 51,155.43 | D | — | — | (F3) Restricted stock units are settled in common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-02-22 | F | D | 13,782.19 | $66.00 | 37,373.23 | D | — | — | (F4) Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash. |
| 3 | Common | Common Stock | 2022-02-22 | A | A | 23,298.38 | $0.00 | 46,443.62 | D | — | — | (F1) Represents the settlement of performance share unit awards for the 2019-2021 performance period. (F2) The amount includes 465.07 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report. |
| 4 | Derivative | Restricted Stock Units | 2022-02-22 | M | D | 4,711.81 | $0.00 | 0 | D | — · — to — | 4,711.81 Common Stock | (F5) Number of units shown reflects the reinvestment of dividend equivalents since the original grant of 4,355 units. (F3) Restricted stock units are settled in common stock on a one-for-one basis. (F6) Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022. |