Form 4 for XEL Xcel Energy
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-22 · accession 0001567619-22-005536 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-24 | 2022-02-22 | XEL | Frenzel Robert | COB, Pres, CEO, Dir | M - OptEx | — | +7,000 | 122.3K | +6% | — |
| D | 2022-02-24 | 2022-02-22 | XEL | Frenzel Robert | COB, Pres, CEO, Dir | A - Grant | $0.00 | +34.6K | 115.3K | +43% | $0 |
| D | 2022-02-24 | 2022-02-22 | XEL | Frenzel Robert | COB, Pres, CEO, Dir | F - Tax | $66.00 | -20.5K | 101.8K | -17% | -$1.35M |
| D | 2022-02-24 | 2022-02-22 | XEL | Frenzel Robert | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -7,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-22 | M | A | 7,000.10 | — | 122,273.36 | D | — | — | (F3) Restricted stock units are settled in common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-02-22 | A | A | 34,614.95 | $0.00 | 115,273.26 | D | — | — | (F1) Represents the settlement of performance share unit awards for the 2019-2021 performance period. (F2) The amount includes 92.553 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report. |
| 3 | Common | Common Stock | 2022-02-22 | F | D | 20,475.05 | $66.00 | 101,798.31 | D | — | — | (F4) Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash. |
| 4 | Derivative | Restricted Stock Units | 2022-02-22 | M | D | 7,000.10 | $0.00 | 0 | D | — · — to — | 7,000.10 Common Stock | (F5) Number of units shown reflects the reinvestment of dividend equivalents since the original grant of 6,470 units. (F3) Restricted stock units are settled in common stock on a one-for-one basis. (F6) Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022. |