Form 4 for XEL Xcel Energy
Accepted 2022-02-24 00:00:00 ET · period of report 2022-02-22 · accession 0001567619-22-005538 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-24 | 2022-02-22 | XEL | O'Connor Timothy John | EVP, Chief Ops Off | A - Grant | $0.00 | +469.28 | 14.9K | +3% | $0 |
| D | 2022-02-24 | 2022-02-22 | XEL | O'Connor Timothy John | EVP, Chief Ops Off | F - Tax | $66.00 | -3,719 | 15.2K | -20% | -$245.5K |
| D | 2022-02-24 | 2022-02-22 | XEL | O'Connor Timothy John | EVP, Chief Ops Off | M - OptEx | — | +4,040 | 18.9K | +27% | — |
| D | 2022-02-24 | 2022-02-22 | XEL | O'Connor Timothy John | EVP, Chief Ops Off | A - Grant | $66.00 | +19.5K | 75.4K | +35% | +$1.29M |
| D | 2022-02-24 | 2022-02-22 | XEL | O'Connor Timothy John | EVP, Chief Ops Off | M - OptEx | $0.00 | +4,040 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-22 | A | A | 469.28 | $0.00 | 14,859.28 | D | — | — | (F1) Represents the settlement of performance share unit awards for the 2019-2021 performance period. |
| 2 | Common | Common Stock | 2022-02-22 | F | D | 3,719.21 | $66.00 | 15,180 | D | — | — | (F3) Represents the withholding of shares to satisfy tax obligations upon the settlement of performance share unit awards and restricted stock unit awards for the 2019-2021 performance period. Fractional share interests were settled in cash. |
| 3 | Common | Common Stock | 2022-02-22 | M | A | 4,039.93 | — | 18,899.21 | D | — | — | (F2) Restricted stock units are settled in common stock on a one-for-one basis. |
| 4 | Derivative | Phantom Stock | 2022-02-22 | A | A | 19,499 | $66.00 | 75,388.19 | D | $0.00 · — to — | 19,499 Common Stock | (F9) The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. (F7) Each share of phantom stock represents the right to receive the cash value of one share of common stock. (F8) Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account. |
| 5 | Derivative | Restricted Stock Units | 2022-02-22 | M | A | 4,039.93 | $0.00 | 0 | D | — · — to — | 4,039.93 Common Stock | (F5) Number of units shown reflects the reinvestment of dividend equivalents since the original grant of 3,734 units. (F2) Restricted stock units are settled in common stock on a one-for-one basis. (F6) Award vested on December 31, 2021 but was settled in shares of common stock on February 22, 2022. |