Form 4 for VGZ VISTA GOLD CORP
Accepted 2022-03-04 00:00:00 ET · period of report 2022-03-02 · accession 0001567619-22-006396 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-04 | 2022-03-02 | VGZ | Tobler Douglas L. | CFO | M - OptEx | — | +185.7K | 152.6K | New | — |
| D | 2022-03-04 | 2022-03-02 | VGZ | Tobler Douglas L. | CFO | F - Tax | $0.84 | -82.8K | 202.9K | -29% | -$69.5K |
| D | 2022-03-04 | 2022-03-02 | VGZ | Tobler Douglas L. | CFO | D - Sale to Iss | $0.00 | -3,676 | 87.7K | -4% | $0 |
| DM | 2022-03-04 | 2022-03-02 | VGZ | Tobler Douglas L. | CFO | M - OptEx | $0.00 | -185.7K | 91.3K | -67% | $0 |
| D | 2022-03-04 | 2022-03-02 | VGZ | Tobler Douglas L. | CFO | A - Grant | $0.00 | +125.0K | 125.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-03-02 | M | A | 133,000 | — | 285,628 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Shares | 2022-03-02 | M | A | 52,657 | — | 152,628 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| 3 | Common | Common Shares | 2022-03-02 | F | D | 82,769 | $0.84 | 202,859 | D | — | — | (F2) Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 185,657 restricted stock units granted to the reporting person on March 1, 2020, and February 23, 2021. |
| 4 | Derivative | Restricted Stock Units | 2022-03-02 | D | D | 3,676 | $0.00 | 87,667 | D | — · — to 2024-02-23 | 3,676 Common Shares | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F3) 144,000 RSUs were granted on February 23, 2021, and vest as follows: 40,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the issuer; and 61,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 43,000 RSUs are subject to performance criteria, vesting on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. |
| 5 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 133,000 | $0.00 | 24,000 | D | — · — to 2023-03-01 | 133,000 Common Shares | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F4) 259,000 RSUs were granted on March 1, 2020, and vest as follows: 72,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the issuer; and 109,000 on March 1, 2022, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 78,000 RSUs were subject to performance criteria, vesting on March 1, 2021. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. |
| 6 | Derivative | Restricted Stock Units | 2022-03-02 | M | D | 52,657 | $0.00 | 91,343 | D | — · — to 2024-02-23 | 52,657 Common Shares | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F3) 144,000 RSUs were granted on February 23, 2021, and vest as follows: 40,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the issuer; and 61,000 on February 23, 2023, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. The remaining 43,000 RSUs are subject to performance criteria, vesting on February 23, 2022. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. |
| 7 | Derivative | Restricted Stock Units | 2022-03-02 | A | A | 125,000 | $0.00 | 125,000 | D | — · — to 2025-03-02 | 125,000 Common Shares | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F5) The RSUs granted on March 2, 2022, vest as follows: 50,000 over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer; and 75,000 on March 2, 2024, contingent on share price performance criteria for the Issuer's common shares during the 2-year vesting period. Settlement of vested RSUs will occur as soon as administratively feasible following the vesting date. |