Form 4 for HNNA HENNESSY ADVISORS INC
Accepted 2022-03-14 00:00:00 ET · period of report 2022-03-11 · accession 0001567619-22-006868 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-03-14 | 2022-03-11 | HNNA | STEADMAN DANIEL B | EVP, Dir | S - Sale | $9.83 | -15.0K | 43.0K | -26% | -$147.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-11 | S | D | 15,010 | $9.83 | 42,987 | D | — | — | (F1) The price in Column 4 is a weighted average price. The prices actually received ranged from $9.7569 to $10.0001. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. |