Form 4 for CELU Celularity Inc
Accepted 2022-03-15 00:00:00 ET · period of report 2022-03-01 · accession 0001567619-22-006998 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-03-15 | 2022-03-01 | CELU | STARR INTERNATIONAL CO INC | 10% | X - OptEx | $3.50 | +6.64M | 15.28M | +77% | +$23.24M |
| DI | 2022-03-15 | 2022-03-01 | CELU | STARR INTERNATIONAL CO INC | 10% | X - OptEx | $0.00 | -6.64M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-01 | X | A | 6,640,694 | $3.50 | 15,281,389 | I See footnote | — | — | (F1) The Issuer's securities are directly owned by Starr International Investments Ltd., a wholly-owned subsidiary of Starr International Company, Inc. By virtue of this relationship, Starr International Company, Inc. may be deemed to directly own such shares disclosed in this form. |
| 2 | Derivative | Warrant (Right to Buy) | 2022-03-01 | X | D | 6,640,694 | $0.00 | 0 | I See footnote | $3.50 · 2021-07-16 to — | 6,640,694 Class A Common Stock | (F1) The Issuer's securities are directly owned by Starr International Investments Ltd., a wholly-owned subsidiary of Starr International Company, Inc. By virtue of this relationship, Starr International Company, Inc. may be deemed to directly own such shares disclosed in this form. (F2) The first to occur of: (a) March 16, 2025 or (b) the consummation of a Change of Control (as defined in the applicable warrant agreement) following March 1, 2022. |