Form 4 for TPB Turning Point Brands, Inc.
Accepted 2022-03-16 00:00:00 ET · period of report 2022-03-14 · accession 0001567619-22-007046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-16 | 2022-03-14 | TPB | Purdy Graham | COO | A - Grant | $0.00 | +2,500 | 139.0K | +2% | $0 |
| D | 2022-03-16 | 2022-03-14 | TPB | Purdy Graham | COO | A - Grant | $0.00 | +12.0K | 12.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-14 | A | A | 2,500 | $0.00 | 138,984 | D | — | — | (F11) The reported transaction involved the reporting person's receipt of a grant of 2,500 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 2,500 awarded restricted stock units and 136,484 shares of common stock. |
| 2 | Derivative | Options (2022) | 2022-03-14 | A | A | 12,000 | $0.00 | 12,000 | D | $30.46 · — to 2032-03-14 | 12,000 Common Stock | (F2) Granted pursuant to the issuer's 2021 Equity Incentive Plan. (F10) The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024, and 33% of the underlying shares on January 1, 2025. |