Form 4 for TPB Turning Point Brands, Inc.
Accepted 2022-03-16 00:00:00 ET · period of report 2022-03-14 · accession 0001567619-22-007051 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-16 | 2022-03-14 | TPB | Efremov Yavor | Pres, CEO, Dir | P - Purchase | $29.75 | +9,000 | 9,000 | New | +$267.8K |
| D | 2022-03-16 | 2022-03-14 | TPB | Efremov Yavor | Pres, CEO, Dir | A - Grant | $0.00 | +3,478 | 13.6K | +34% | $0 |
| D | 2022-03-16 | 2022-03-14 | TPB | Efremov Yavor | Pres, CEO, Dir | A - Grant | $0.00 | +22.8K | 22.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-14 | P | A | 9,000 | $29.75 | 9,000 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-14 | A | A | 3,478 | $0.00 | 13,637 | D | — | — | (F3) The reported transaction involved the reporting person's receipt of a grant of 3,478 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The reporting person has previously reported prior awards of restricted units in Table II of Form 4. The total reported in Column 5 includes the newly 3,478 awarded restricted stock units, 1,159 restricted stock units previously reported in Table II and 9,000 shares of common stock. |
| 3 | Derivative | Options (2022) | 2022-03-14 | A | A | 22,810 | $0.00 | 22,810 | D | $30.46 · — to 2032-03-14 | 22,810 Common Stock | (F1) Granted pursuant to the issuer's 2021 Equity Incentive Plan. (F2) The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025. |