Form 4 for BRTX BioRestorative Therapies, Inc.
Accepted 2022-03-29 00:00:00 ET · period of report 2022-03-01 · accession 0001567619-22-007664 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-03-29 | 2022-03-07+ | BRTX | Broadrick Dale | 10% | P - Purchase | $4.26 | +54.4K | 205.9K | +36% | +$231.6K |
| MI | 2022-03-29 | 2022-03-01+ | BRTX | Broadrick Dale | 10% | P - Purchase | $5.54 | +101.6K | 202.0K | +101% | +$562.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-07 | P | A | 24,392 | $4.43 | 175,853 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $3.97 to $4.53 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. |
| 2 | Common | Common Stock | 2022-03-08 | P | A | 8,125 | $4.00 | 183,978 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-09 | P | A | 11,875 | $4.00 | 195,853 | D | — | — | |
| 4 | Common | Common Stock | 2022-03-21 | P | A | 10,000 | $4.35 | 205,853 | D | — | — | |
| 5 | Common | Common Stock | 2022-03-04 | P | A | 3,800 | $5.51 | 301,272 | I See Footnote | — | — | (F1) Owned by Fleetco, Inc. of which reporting person is sole shareholder. |
| 6 | Common | Common Stock | 2022-03-02 | P | A | 47,840 | $5.61 | 249,824 | I See Footnote | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $5.56 to $5.62 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. (F1) Owned by Fleetco, Inc. of which reporting person is sole shareholder. |
| 7 | Common | Common Stock | 2022-03-03 | P | A | 47,648 | $5.47 | 297,472 | I See Footnote | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $5.39 to $5.60 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. (F1) Owned by Fleetco, Inc. of which reporting person is sole shareholder. |
| 8 | Common | Common Stock | 2022-03-01 | P | A | 2,270 | $5.55 | 201,984 | I See Footnote | — | — | (F1) Owned by Fleetco, Inc. of which reporting person is sole shareholder. |