Form 4 for LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Accepted 2022-04-04 00:00:00 ET · period of report 2021-11-16 · accession 0001567619-22-007972 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-04-04 | 2021-11-16+ | LIND | Goodman David | Chief Commercial, Marketing | A - Grant | $0.00 | +44.6K | 143.0K | +45% | $0 |
| 2022-04-04 | 2022-03-31 | LIND | Goodman David | Chief Commercial, Marketing | F - Tax | $0.00 | -1,496 | 155.6K | -1.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-16 | A | A | 16,409 | $0.00 | 128,895 | D | — | — | (F1) Represents award of restricted stock units vesting annually on December 21, 2022, 2023, and 2024; subject to continued service. |
| 2 | Common | Common Stock | 2022-03-31 | F | D | 1,496 | $0.00 | 155,583 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-31 | A | A | 14,092 | $0.00 | 157,079 | D | — | — | (F3) Represents market based equity incentive awards subject to forfeiture and vesting. |
| 4 | Common | Common Stock | 2022-03-31 | A | A | 14,092 | $0.00 | 142,987 | D | — | — | (F2) Represents award of restricted stock units vesting annually on March 31, 2023, 2024 and 2025, subject to continued service. |