Form 4 for FCEL FUELCELL ENERGY INC
Accepted 2022-04-11 00:00:00 ET · period of report 2022-04-07 · accession 0001567619-22-008385 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-11 | 2022-04-07 | FCEL | Hansen Cynthia L | Dir | M - OptEx | $0.00 | +8,165 | 18.6K | +78% | $0 |
| D | 2022-04-11 | 2022-04-07 | FCEL | Hansen Cynthia L | Dir | A - Grant | $0.00 | +13.4K | 13.4K | New | $0 |
| D | 2022-04-11 | 2022-04-07 | FCEL | Hansen Cynthia L | Dir | M - OptEx | $0.00 | -8,165 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-07 | M | A | 8,165 | $0.00 | 18,579 | D | — | — | |
| 2 | Derivative | Deferred Common Stock Units | 2022-04-07 | A | A | 13,441 | $0.00 | 13,441 | D | — · — to — | 13,441 Common Stock | (F3) Deferred common stock units issued to the reporting person pursuant to the FuelCell Energy, Inc. Directors Deferred Compensation Plan. In accordance with elections made by the reporting person under the Directors Deferred Compensation Plan, the shares of common stock underlying the common stock units are payable to the reporting person, on a one-for-one basis (i.e., one share of common stock for each common stock unit), upon separation from service as a director. |
| 3 | Derivative | Director Restricted Stock Unit | 2022-04-07 | M | D | 8,165 | $0.00 | 0 | D | — · — to — | 8,165 Common Stock | (F1) Each?restricted?stock?unit?represented?a?contingent?right?to?receive?one?share?of?common?stock?or,?at?the?election?of?the?Compensation?Committee,?the?cash?value?thereof. (F2) These?restricted?stock?units?(i)?vested?on?the?date?of?the?regularly?scheduled?annual?meeting?of?the?stockholders?of?the?Company?held?in?2022?(i.e., April 7, 2022) and?(ii)?were?settled?in shares?of?FuelCell?Energy?common?stock. |