Form 4 for VGZ VISTA GOLD CORP
Accepted 2022-05-03 00:00:00 ET · period of report 2022-05-02 · accession 0001567619-22-009443 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-03 | 2022-05-02 | VGZ | Earnest Frederick Hume | Pres, CEO, Dir | F - Tax | $0.83 | -18.0K | 1.76M | -1% | -$14.9K |
| D | 2022-05-03 | 2022-05-02 | VGZ | Earnest Frederick Hume | Pres, CEO, Dir | M - OptEx | — | +41.0K | 1.77M | +2% | — |
| D | 2022-05-03 | 2022-05-02 | VGZ | Earnest Frederick Hume | Pres, CEO, Dir | M - OptEx | $0.00 | -41.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-05-02 | F | D | 17,999 | $0.83 | 1,755,283 | D | — | — | |
| 2 | Common | Common Shares | 2022-05-02 | M | A | 41,000 | — | 1,773,282 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. |
| 3 | Derivative | Restricted Stock Units | 2022-05-02 | M | D | 41,000 | $0.00 | 0 | D | — · — to 2022-05-06 | 41,000 Common Shares | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. (F3) The RSUs were granted on May 6, 2019, and reported on a Form 4 filed with the Securities and Exchange Commission on May 8, 2019. Vesting of 123,000 of the RSUs occurred over a 36-month period (1/3 at 12 months, 1/3 at 24 months, and 1/3 at 36 months), subject to the reporting person's continuing service as an officer of the Issuer, with settlement to occur as soon as administratively possible following the vesting date. Vesting of the remaining RSUs occurred on May 2, 2021. |