Form 4 for XEL Xcel Energy

Accepted 2022-05-25 00:00:00 ET · period of report 2022-05-23 · accession 0001567619-22-011686 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-05-25	2022-05-23	XEL	Carter Brett C	EVP, Group Pres Utilitie, Chief Customer Off	S - Sale	$74.66	-14.0K	23.6K	-37%	-$1.05M
D	2022-05-25	2022-05-24	XEL	Carter Brett C	EVP, Group Pres Utilitie, Chief Customer Off	I - Discretionary	$76.26	+13.4K	26.2K	+104%	+$1.02M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-05-23	S	D	14,000	$74.66	23,617.17	D	—	—	(F1) The amount also includes 243.934 shares of stock acquired since the reporting person's last report pursuant to the reinvestment of dividends.
2	Derivative	Phantom Stock	2022-05-24	I	A	13,360.74	$76.26	26,177.48	D	$0.00 · — to —	13,360.74 Common Stock	(F4) The number of shares of phantom stock reflects both additional shares credited upon the deemed reinvestment of dividend equivalents as reported in the most recent report from the Plan administrator, as well as minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund. (F2) Each share of phantom stock represents the right to receive the cash value of one share of common stock. (F3) Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.