Form 4 for MOD MODINE MANUFACTURING CO
Accepted 2022-06-01 00:00:00 ET · period of report 2022-05-29 · accession 0001567619-22-012006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-01 | 2022-06-01 | MOD | Lucareli Michael B | EVP, CFO | S - Sale+OE | $11.94 | -3,783 | 274.6K | -1% | -$45.2K |
| DM | 2022-06-01 | 2022-05-29+ | MOD | Lucareli Michael B | EVP, CFO | F - Tax | $11.26 | -4,998 | 276.7K | -2% | -$56.3K |
| D | 2022-06-01 | 2022-06-01 | MOD | Lucareli Michael B | EVP, CFO | M - OptEx | $5.75 | +3,783 | 278.4K | +1% | +$21.8K |
| D | 2022-06-01 | 2022-06-01 | MOD | Lucareli Michael B | EVP, CFO | M - OptEx | $0.00 | +3,783 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2022-06-01 | S | D | 3,783 | $11.94 | 274,572 | D | — | — | (F2) This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 2 | Common | Common stock | 2022-05-30 | F | D | 2,083 | $11.26 | 274,572 | D | — | — | (F1) Shares disposed of in a private transaction to cover tax withholding. (F2) This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 3 | Common | Common stock | 2022-05-29 | F | D | 2,915 | $11.26 | 276,655 | D | — | — | (F1) Shares disposed of in a private transaction to cover tax withholding. (F2) This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 4 | Common | Common stock | 2022-06-01 | M | A | 3,783 | $5.75 | 278,355 | D | — | — | (F2) This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 5 | Derivative | Employee stock option (Right to buy) | 2022-06-01 | M | A | 3,783 | $0.00 | 0 | D | $5.75 · — to 2022-06-05 | 3,783 Common stock | (F3) This option vested in four equal installments on June 5, 2013, 2014, 2015, and 2016. |