Form 4 for OXY Occidental Petroleum
Accepted 2022-06-03 00:00:00 ET · period of report 2022-06-01 · accession 0001567619-22-012344 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-03 | 2022-06-01 | OXY | Champion Christopher O | VP, CAO, Ctrl | M - OptEx | $38.46 | +106.6K | 149.9K | +246% | +$4.10M |
| DM | 2022-06-03 | 2022-06-01 | OXY | Champion Christopher O | VP, CAO, Ctrl | S - Sale+OE | $70.44 | -111.6K | 38.3K | -74% | -$7.86M |
| D | 2022-06-03 | 2022-06-01 | OXY | Champion Christopher O | VP, CAO, Ctrl | G - Gift | $0.00 | -5,396 | 32.9K | -14% | $0 |
| DM | 2022-06-03 | 2022-06-01 | OXY | Champion Christopher O | VP, CAO, Ctrl | M - OptEx | $0.00 | -106.6K | 22.9K | -82% | $0 |
| D | 2022-06-03 | 2022-06-01 | OXY | Champion Christopher O | VP, CAO, Ctrl | S - Sale | $47.27 | -2,097 | 0 | -100% | -$99.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-01 | M | A | 95,129 | $40.03 | 138,432 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-01 | M | A | 11,465 | $25.39 | 149,897 | D | — | — | |
| 3 | Common | Common Stock | 2022-06-01 | S | D | 106,594 | $70.44 | 43,303 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.10 to $70.72, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 4 | Common | Common Stock | 2022-06-01 | S | D | 5,000 | $70.37 | 38,303 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.17 to $70.62, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 5 | Common | Common Stock | 2022-06-01 | G | D | 5,396 | $0.00 | 32,907 | D | — | — | |
| 6 | Derivative | Stock Option (Right to buy) | 2022-06-01 | M | D | 95,129 | $0.00 | 47,564 | D | $40.03 · — to 2030-02-14 | 95,129 Common Stock | (F4) One-third of the 2020 option, representing a right to purchase a total of 142,693 shares of common stock, vested on each of February 28, 2021 and February 28, 2022, and the remaining unvested portion will vest on February 28, 2023. Anti-dilution adjustments were made to the exercise price and the number of shares of common stock underlying the option in connection with the warrant distribution on August 3, 2020. |
| 7 | Derivative | Warrants (Right to buy) | 2022-06-01 | S | D | 2,097 | $47.27 | 0 | D | $22.00 · 2020-08-31 to 2027-08-03 | 2,097 Common Stock | (F6) The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $47.05 to $47.43, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth above. |
| 8 | Derivative | Stock Option (Right to buy) | 2022-06-01 | M | D | 11,465 | $0.00 | 22,929 | D | $25.39 · — to 2031-02-12 | 11,465 Common Stock | (F5) One-third of the 2021 option, representing a right to purchase a total of 34,394 shares of common stock, vested on February 28, 2022, and the remaining unvested portion will vest ratably on February 28, 2023 and 2024. |