Form 4 for MOD MODINE MANUFACTURING CO
Accepted 2022-06-06 00:00:00 ET · period of report 2022-06-02 · accession 0001567619-22-012394 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-06 | 2022-06-02 | MOD | Agen Brian Jon | VP, Human Resources | M - OptEx | $5.75 | +1,801 | 74.3K | +2% | +$10.4K |
| D | 2022-06-06 | 2022-06-02 | MOD | Agen Brian Jon | VP, Human Resources | S - Sale+OE | $11.59 | -941 | 73.3K | -1% | -$10.9K |
| D | 2022-06-06 | 2022-06-02 | MOD | Agen Brian Jon | VP, Human Resources | M - OptEx | $0.00 | -1,801 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2022-06-02 | M | A | 1,801 | $5.75 | 74,291 | D | — | — | (F1) This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 2 | Common | Common stock | 2022-06-02 | S | D | 941 | $11.59 | 73,350 | D | — | — | (F2) Represents shares sold upon exercise of option in payment of exercise price pursuant to broker-assisted cashless exercise transaction. (F1) This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 3 | Derivative | Employee stock option (Right to buy) | 2022-06-02 | M | D | 1,801 | $0.00 | 0 | D | $5.75 · — to 2022-06-05 | 1,801 Common stock | (F3) This option vested in four equal annual installments on June 5, 2013, 2014, 2015, and 2016. |