Form 4 for OESX ORION ENERGY SYSTEMS, INC.
Accepted 2022-06-13 00:00:00 ET · period of report 2022-06-10 · accession 0001567619-22-012749 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-13 | 2022-06-10 | OESX | Altschaefl Michael W | CEO, Board COB, Dir | M - OptEx | $2.03 | +26.6K | 861.7K | +3% | +$54.1K |
| D | 2022-06-13 | 2022-06-10 | OESX | Altschaefl Michael W | CEO, Board COB, Dir | A - Grant | $0.00 | +163.4K | 1.03M | +19% | $0 |
| D | 2022-06-13 | 2022-06-10 | OESX | Altschaefl Michael W | CEO, Board COB, Dir | M - OptEx | $0.00 | -26.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-10 | M | A | 26,646 | $2.03 | 861,739 | D | — | — | |
| 2 | Common | Common Stock | 2022-06-10 | A | A | 163,417 | $0.00 | 1,025,156 | D | — | — | |
| 3 | Derivative | Stock Options (right to buy) | 2022-06-10 | M | D | 26,646 | $0.00 | 0 | D | $2.03 · 2013-06-12 to 2022-06-12 | 26,646 Common Stock | (F2) Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vested and became exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively. |