Form 4 for CDXS CODEXIS, INC.
Accepted 2022-06-16 00:00:00 ET · period of report 2022-06-14 · accession 0001567619-22-012973 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-06-16 | 2022-06-14 | CDXS | Smith David V | Dir | G - Gift | $0.00 | -4,796 | 0 | -100% | $0 | |
| 2022-06-16 | 2022-06-14 | CDXS | Smith David V | Dir | A - Grant | $0.00 | +11.3K | 11.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-14 | G | D | 4,796 | $0.00 | 0 | D | — | — | (F1) On June 14, 2022, the reporting person transferred 4,796 shares of the Issuer's common stock to a family trust of which the reporting person is trustee. |
| 2 | Common | Common Stock | 2022-06-14 | A | A | 11,273 | $0.00 | 11,273 | D | — | — | (F3) The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date. |