Form 4 for TPB Turning Point Brands, Inc.
Accepted 2022-08-02 00:00:00 ET · period of report 2022-07-29 · accession 0001567619-22-014751 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-02 | 2022-07-29 | TPB | Efremov Yavor | Pres, CEO, Dir | A - Grant | $24.00 | +11 | 13.3K | +0.1% | +$264 |
| D | 2022-08-02 | 2022-07-29 | TPB | Efremov Yavor | Pres, CEO, Dir | F - Tax | $24.00 | -335 | 13.3K | -2% | -$8,040 |
| D | 2022-08-02 | 2022-03-14 | TPB | Efremov Yavor | Pres, CEO, Dir | A - Grant | $0.00 | +22.8K | 22.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-07-29 | A | A | 11 | $24.00 | 13,313 | D | — | — | (F4) The reported transaction involves shares received as dividends related to restricted stock units that have vested on 7/29/2022. The total report in Column 5 includes 3,478 restricted stock units and 9,835 shares of common stock. |
| 2 | Common | Common Stock | 2022-07-29 | F | D | 335 | $24.00 | 13,302 | D | — | — | (F3) The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 7/29/2022. The total reported in Column 5 includes 3,478 restricted stock units and 9,824 shares of common stock. |
| 3 | Derivative | Options (2022) | 2022-03-14 | A | A | 22,810 | $0.00 | 22,810 | D | $30.46 · — to 2032-03-14 | 22,810 Common Stock | (F1) Granted pursuant to the issuer's 2021 Equity Incentive Plan. (F2) The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025. |