Form 4 for FCEL FUELCELL ENERGY INC
Accepted 2022-08-26 00:00:00 ET · period of report 2022-08-24 · accession 0001567619-22-016725 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-26 | 2022-08-24 | FCEL | leo Anthony | EVP, CTO | F - Tax | $4.42 | -861 | 18.6K | -4% | -$3,806 |
| D | 2022-08-26 | 2022-08-24 | FCEL | leo Anthony | EVP, CTO | M - OptEx | $0.00 | +2,746 | 19.4K | +16% | $0 |
| D | 2022-08-26 | 2022-08-24 | FCEL | leo Anthony | EVP, CTO | M - OptEx | $0.00 | -2,746 | 2,746 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-24 | F | D | 861 | $4.42 | 18,578 | D | — | — | (F2) Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. |
| 2 | Common | Common Stock | 2022-08-24 | M | A | 2,746 | $0.00 | 19,439 | D | — | — | (F1) Restricted stock units were converted into common stock on a one-for-one basis. |
| 3 | Derivative | Employee Restricted Stock Unit | 2022-08-24 | M | D | 2,746 | $0.00 | 2,746 | D | $0.00 · — to — | 2,746 Common Stock | (F1) Restricted stock units were converted into common stock on a one-for-one basis. (F3) On August 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. |