Form 4 for BRTX BioRestorative Therapies, Inc.
Accepted 2022-09-09 00:00:00 ET · period of report 2022-08-26 · accession 0001567619-22-017246 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-09-09 | 2022-08-26 | BRTX | Silva Francisco | VP of Research, Development, Dir | S - Sale | $3.39 | -3,958 | 158.2K | -2% | -$13.4K | |
| I | 2022-09-09 | 2022-08-29 | BRTX | Silva Francisco | VP of Research, Development, Dir | P - Purchase | $3.32 | +307 | 12.1K | +3% | +$1,019 |
| M | 2022-09-09 | 2022-08-26+ | BRTX | Silva Francisco | VP of Research, Development, Dir | P - Purchase | $3.28 | +5,416 | 160.8K | +3% | +$17.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-26 | S | D | 3,958 | $3.39 | 158,156 | D IRA | — | — | (F1) Represents transaction inadvertently effected by the reporting person. This transaction was executed in multiple trades at prices ranging from $3.33 to $3.45 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. (F2) Includes 105,081 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,036 shares on each of September 18, 2022, November 18, 2022 and January 18, 2023, 1,037 shares on each of October 18, 2022, December 18, 2022 and February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024. |
| 2 | Common | Common Stock | 2022-08-29 | P | A | 307 | $3.32 | 12,136 | I | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $3.28 to $3.35 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. |
| 3 | Common | Common Stock | 2022-08-29 | P | A | 2,816 | $3.21 | 163,572 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $3.21 to $3.2159 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. (F2) Includes 105,081 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,036 shares on each of September 18, 2022, November 18, 2022 and January 18, 2023, 1,037 shares on each of October 18, 2022, December 18, 2022 and February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024. |
| 4 | Common | Common Stock | 2022-08-26 | P | A | 2,600 | $3.35 | 160,756 | D | — | — | (F2) Includes 105,081 shares received pursuant to unvested restricted stock unit grants. Such shares vest to the extent of 1,036 shares on each of September 18, 2022, November 18, 2022 and January 18, 2023, 1,037 shares on each of October 18, 2022, December 18, 2022 and February 18, 2023, 49,949 shares on March 18, 2023 and 48,913 shares on March 18, 2024. |