Form 4 for HNNA HENNESSY ADVISORS INC
Accepted 2022-09-20 00:00:00 ET · period of report 2022-09-18 · accession 0001567619-22-017643 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-09-20 | 2022-09-18 | HNNA | STEADMAN DANIEL B | EVP, Dir | A - Grant | $0.00 | +7,500 | 49.0K | +18% | $0 | |
| 2022-09-20 | 2022-09-18 | HNNA | STEADMAN DANIEL B | EVP, Dir | F - Tax | $9.00 | -1,296 | 47.7K | -3% | -$11.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-18 | A | A | 7,500 | $0.00 | 48,992 | D | — | — | (F1) Includes 7,500 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2023. |
| 2 | Common | Common Stock | 2022-09-18 | F | D | 1,296 | $9.00 | 47,696 | D | — | — |