Form 4 for HNNA HENNESSY ADVISORS INC
Accepted 2022-09-20 00:00:00 ET · period of report 2022-09-18 · accession 0001567619-22-017655 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-09-20 | 2022-09-18 | HNNA | HENNESSY NEIL J | CEO, Dir, 10% | A - Grant | $0.00 | +15.8K | 2.04M | +0.8% | $0 | |
| 2022-09-20 | 2022-09-18 | HNNA | HENNESSY NEIL J | CEO, Dir, 10% | F - Tax | $9.00 | -3,903 | 2.04M | -0.2% | -$35.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-18 | A | A | 15,750 | $0.00 | 2,043,188 | D | — | — | (F1) Includes 15,750 shares underlying restricted stock units that will vest 25% per year beginning on September 18, 2023. |
| 2 | Common | Common Stock | 2022-09-18 | F | D | 3,903 | $9.00 | 2,039,285 | D | — | — |