Form 4/A for ORN Orion Group Holdings Inc
Accepted 2022-09-28 00:00:00 ET · period of report 2022-09-12 · accession 0001567619-22-017886 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2022-09-28 | 2022-09-12 | ORN | SHANFELTER AUSTIN J | Executive COB | M - OptEx | $0.00 | +179.2K | 343.1K | +109% | $0 |
| DA | 2022-09-28 | 2022-09-12 | ORN | SHANFELTER AUSTIN J | Executive COB | M - OptEx | $0.00 | -179.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-12 | M | A | 179,211 | $0.00 | 343,076 | D | — | — | (F1) On September 12, 2022, Mr. Shanfelter filed a Form 4 to report the vesting of 179,211 restricted stock units into shares of common stock and corresponding withholding of 40,054 shares of common stock to satisfy tax withholding obligations. This amendment to the Form 4 is being filed to amend the first row in Table 1, and to add a row in Table 2, with respect to the foregoing transaction. The second line of Table I remains unchanged , thus accurately reporting Mr. Shanfelter's current beneficial ownership of 303,922 shares in Column 5 of Table I. (F2) Vesting of time vested restricted stock units (awarded May 19, 2022) as a result of Mr. Shanfelter fulfilling his term as Interim Chief Executive Officer on September 12, 2022. |
| 2 | Derivative | Time Vested Restricted Stock Units | 2022-09-12 | M | D | 179,211 | $0.00 | 0 | D | — · — to — | 179,211 Common Stock | (F1) On September 12, 2022, Mr. Shanfelter filed a Form 4 to report the vesting of 179,211 restricted stock units into shares of common stock and corresponding withholding of 40,054 shares of common stock to satisfy tax withholding obligations. This amendment to the Form 4 is being filed to amend the first row in Table 1, and to add a row in Table 2, with respect to the foregoing transaction. The second line of Table I remains unchanged , thus accurately reporting Mr. Shanfelter's current beneficial ownership of 303,922 shares in Column 5 of Table I. (F3) Represents Time Vested Restricted Stock Units that cliff vest and were to be settled at the time Mr. Shanfelter fulfilled his term as Interim Chief Executive Officer. |