Form 4 for ESQ Esquire Financial Holdings, Inc.
Accepted 2022-10-28 00:00:00 ET · period of report 2022-10-27 · accession 0001567619-22-018897 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-10-28 | 2022-10-27 | ESQ | Tandon Parag | Chief Acctg Off, Ctrl | M - OptEx | $19.39 | +7,750 | 9,750 | +388% | +$150.3K |
| DM | 2022-10-28 | 2022-10-27 | ESQ | Tandon Parag | Chief Acctg Off, Ctrl | M - OptEx | $0.00 | -7,750 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-27 | M | A | 2,000 | $24.90 | 8,500 | D | — | — | |
| 2 | Common | Common Stock | 2022-10-27 | M | A | 2,500 | $12.50 | 4,500 | D | — | — | |
| 3 | Common | Common Stock | 2022-10-27 | M | A | 2,000 | $19.25 | 6,500 | D | — | — | |
| 4 | Common | Common Stock | 2022-10-27 | M | A | 1,000 | $25.50 | 9,500 | D | — | — | |
| 5 | Common | Common Stock | 2022-10-27 | M | A | 250 | $20.85 | 9,750 | D | — | — | |
| 6 | Derivative | Stock Options | 2022-10-27 | M | D | 250 | $0.00 | 500 | D | $20.85 · 2021-12-16 to 2030-12-16 | 250 Common Stock | (F3) Stock options vest in three equal annual installments commencing on December 16, 2021. |
| 7 | Derivative | Stock Options | 2022-10-27 | M | D | 1,000 | $0.00 | 500 | D | $25.50 · 2020-12-19 to 2029-12-19 | 1,000 Common Stock | (F2) Stock options vest in three equal annual installments commencing on December 19, 2020. |
| 8 | Derivative | Stock Options | 2022-10-27 | M | D | 2,000 | $0.00 | 0 | D | $19.25 · 2019-01-23 to 2028-01-23 | 2,000 Common Stock | |
| 9 | Derivative | Stock Options | 2022-10-27 | M | D | 2,500 | $0.00 | 0 | D | $12.50 · 2017-09-01 to 2026-09-01 | 2,500 Common Stock | |
| 10 | Derivative | Stock Options | 2022-10-27 | M | D | 2,000 | $0.00 | 0 | D | $24.90 · 2019-12-10 to 2028-12-10 | 2,000 Common Stock |