Form 4 for PRTA PROTHENA CORP PUBLIC LTD CO
Accepted 2022-11-09 00:00:00 ET · period of report 2022-11-07 · accession 0001567619-22-019408 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-09 | 2022-11-07 | PRTA | COLLIER RICHARD T | Dir | S - Sale+OE | $55.62 | -5,000 | 1,219 | -80% | -$278.1K |
| D | 2022-11-09 | 2022-11-07 | PRTA | COLLIER RICHARD T | Dir | M - OptEx | $6.41 | +5,000 | 6,219 | +410% | +$32.0K |
| D | 2022-11-09 | 2022-11-07 | PRTA | COLLIER RICHARD T | Dir | M - OptEx | $0.00 | -5,000 | 10.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares, par value $0.01 per share | 2022-11-07 | S | D | 1,486 | $54.74 | 4,733 | D | — | — | (F2) The transaction was executed in multiple trades in prices ranging from $54.29 to $55.195, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 4 of this Form 4. |
| 2 | Common | Ordinary Shares, par value $0.01 per share | 2022-11-07 | S | D | 2,688 | $55.71 | 2,045 | D | — | — | (F3) The transaction was executed in multiple trades in prices ranging from $55.29 to $56.27, inclusive. |
| 3 | Common | Ordinary Shares, par value $0.01 per share | 2022-11-07 | S | D | 826 | $56.89 | 1,219 | D | — | — | (F4) The transaction was executed in multiple trades in prices ranging from $56.37 to $57.23, inclusive. |
| 4 | Common | Ordinary Shares, par value $0.01 per share | 2022-11-07 | M | A | 5,000 | $6.41 | 6,219 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2022-11-07 | M | D | 5,000 | $0.00 | 10,000 | D | $6.41 · 2014-01-29 to 2023-01-29 | 5,000 Ordinary Shares | (F5) The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option will expire in approximately three months and be forfeited to the extent it is not exercised on or prior to January 29, 2023. |