Form 4 for TPC TUTOR PERINI CORP
Accepted 2022-11-15 00:00:00 ET · period of report 2022-11-11 · accession 0001567619-22-020424 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-15 | 2022-11-11+ | TPC | SMALLEY GARY G. | CFO, Executive VP | M - OptEx | — | +77.4K | 203.5K | +61% | — |
| DM | 2022-11-15 | 2022-11-11+ | TPC | SMALLEY GARY G. | CFO, Executive VP | F - Tax | $7.29 | -44.2K | 177.5K | -20% | -$322.0K |
| DM | 2022-11-15 | 2022-11-11+ | TPC | SMALLEY GARY G. | CFO, Executive VP | M - OptEx | $0.00 | -77.4K | 69.9K | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-11 | M | A | 34,932 | — | 179,146 | D | — | — | (F1) The restricted stock units (RSUs) convert into common stock of Tutor Perini Corporation on a 1-for-1 basis. |
| 2 | Common | Common Stock | 2022-11-11 | F | D | 18,168 | $7.39 | 160,978 | D | — | — | |
| 3 | Common | Common Stock | 2022-11-15 | F | D | 25,996 | $7.22 | 177,482 | D | — | — | |
| 4 | Common | Common Stock | 2022-11-15 | M | A | 42,500 | — | 203,478 | D | — | — | (F1) The restricted stock units (RSUs) convert into common stock of Tutor Perini Corporation on a 1-for-1 basis. |
| 5 | Derivative | Restricted Stock Units | 2022-11-15 | M | D | 42,500 | $0.00 | 0 | D | — · — to — | 42,500 Common Stock | (F1) The restricted stock units (RSUs) convert into common stock of Tutor Perini Corporation on a 1-for-1 basis. (F3) On November 15, 2019, the reporting person was granted 42,500 RSUs that vested on November 15, 2022, contingent upon the reporting person's continued employment through this date. |
| 6 | Derivative | Restricted Stock Units | 2022-11-11 | M | D | 34,932 | $0.00 | 69,864 | D | — · — to — | 34,932 Common Stock | (F1) The restricted stock units (RSUs) convert into common stock of Tutor Perini Corporation on a 1-for-1 basis. (F2) On November 11, 2021, the reporting person was granted 104,796 RSUs, of which 34,932 vest on each of November 11, 2022, 2023 and 2024, contingent upon the reporting person's continued employment through these dates. |