Form 4 for SEIC SEI INVESTMENTS CO
Accepted 2022-11-21 00:00:00 ET · period of report 2022-11-17 · accession 0001567619-22-020726 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-21 | 2022-11-17+ | SEIC | HEILIG KATHY | Treas | S - Sale+OE | $61.00 | -12.5K | 1,891 | -87% | -$762.5K |
| DM | 2022-11-21 | 2022-11-17+ | SEIC | HEILIG KATHY | Treas | M - OptEx | $40.64 | +12.5K | 1,991 | New | +$508.0K |
| DM | 2022-11-21 | 2022-11-17+ | SEIC | HEILIG KATHY | Treas | M - OptEx | — | -12.5K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-17 | S | D | 100 | $60.85 | 1,891 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-18 | S | D | 12,400 | $61.00 | 1,891 | D | — | — | (F1) Represents the weighted average of a range of sale prices from $60.85 to $61.36. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2022-11-18 | M | A | 12,400 | $40.64 | 14,291 | D | — | — | |
| 4 | Common | Common Stock | 2022-11-17 | M | A | 100 | $40.64 | 1,991 | D | — | — | |
| 5 | Derivative | Option to Purchase Common Stock | 2022-11-17 | M | D | 100 | — | 12,400 | D | $40.64 · — to 2024-12-09 | 100 Common Stock | (F3) Received as employment compensation. (F2) Of a grant of options to purchase 12,500 shares made on December 9, 2014, one-half became exercisable on December 31, 2017, and the remainder became exercisable on February 23, 2022. |
| 6 | Derivative | Option to Purchase Common Stock | 2022-11-18 | M | D | 12,400 | — | 0 | D | $40.64 · — to 2024-12-09 | 12,400 Common Stock | (F3) Received as employment compensation. (F2) Of a grant of options to purchase 12,500 shares made on December 9, 2014, one-half became exercisable on December 31, 2017, and the remainder became exercisable on February 23, 2022. |