Form 4 for TRST TRUSTCO BANK CORP N Y
Accepted 2022-11-22 00:00:00 ET · period of report 2022-11-18 · accession 0001567619-22-020767 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-22 | 2022-11-18 | TRST | OZIMEK MICHAEL M | EVP, CFO | M - OptEx | $22.27 | +2,372 | 8,231 | +40% | +$52.8K |
| D | 2022-11-22 | 2022-11-18 | TRST | OZIMEK MICHAEL M | EVP, CFO | D - Sale to Iss | $38.63 | -682 | 6,541 | -9% | -$26.3K |
| DM | 2022-11-22 | 2022-11-18 | TRST | OZIMEK MICHAEL M | EVP, CFO | M - OptEx | $0.00 | -2,372 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2022-11-18 | M | A | 682 | $0.00 | 7,223 | D | — | — | (F1) Reflects cash settlement of 682 restricted stock units that settled only for cash. (F3) One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash. (F2) Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. |
| 2 | Common | COMMON STOCK | 2022-11-18 | D | D | 682 | $38.63 | 6,541 | D | — | — | (F1) Reflects cash settlement of 682 restricted stock units that settled only for cash. (F3) One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash. |
| 3 | Common | COMMON STOCK | 2022-11-18 | M | A | 240 | $25.85 | 6,781 | D | — | — | |
| 4 | Common | COMMON STOCK | 2022-11-18 | M | A | 1,450 | $32.15 | 8,231 | D | — | — | |
| 5 | Derivative | OPTION: RT-TO BUY | 2022-11-18 | M | D | 1,450 | $0.00 | 0 | D | $32.15 · — to 2025-11-17 | 1,450 COMMON STOCK | (F5) Award vested in equal installments from the first through the fifth year following the award date, and was fully vested November 17, 2020. |
| 6 | Derivative | RESTRICTED STOCK UNIT | 2022-11-18 | M | D | 682 | $0.00 | 0 | D | $0.00 · — to — | 682 COMMON STOCK | (F2) Each restricted stock unit represents a contingent right to receive a payment in cash equal to the value of one share of Issuer Common Stock on the settlement date. (F3) One third of the restricted stock units awarded November 19, 2019 "vested" on November 19, 2022 and were settled in cash. |
| 7 | Derivative | OPTION: RT-TO BUY | 2022-11-18 | M | D | 240 | $0.00 | 0 | D | $25.85 · — to 2022-11-20 | 240 COMMON STOCK | (F4) Award vested in equal installments from the first through the fifth year following the award date, and was fully vested November 20, 2017. |