Form 4 for OBT Orange County Bancorp, Inc. /DE/
Accepted 2022-11-23 00:00:00 ET · period of report 2022-11-22 · accession 0001567619-22-020804 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-11-23 | 2022-11-22 | OBT | Listner Michael | SVP, CCO | S - Sale | $46.57 | -757 | 2,807 | -21% | -$35.3K |
| M | 2022-11-23 | 2022-03-15+ | OBT | Listner Michael | SVP, CCO | L - Small Acq | $38.02 | +4 | 3,107 | +0.1% | +$152.08 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-22 | S | D | 457 | $46.52 | 2,350 | D | — | — | (F3) Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023. (F1) Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022. (F2) Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022. |
| 2 | Common | Common Stock | 2022-03-15 | L | A | 1 | $40.99 | 3,104 | D | — | — | (F3) Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023. (F1) Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022. (F2) Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022. |
| 3 | Common | Common Stock | 2022-09-15 | L | A | 3 | $37.03 | 3,107 | D | — | — | (F4) These transactions were matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended. Mr. Listner has paid the Issuer the full amount of profit realized in connection with the short-swing transaction of $28.95. (F3) Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023. (F1) Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022. (F2) Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022. |
| 4 | Common | Common Stock | 2022-11-22 | S | D | 100 | $46.68 | 3,007 | D | — | — | (F4) These transactions were matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended. Mr. Listner has paid the Issuer the full amount of profit realized in connection with the short-swing transaction of $28.95. (F3) Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023. (F1) Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022. (F2) Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022. |
| 5 | Common | Common Stock | 2022-11-22 | S | D | 200 | $46.62 | 2,807 | D | — | — | (F3) Includes restricted stock units which vest at a rate of 1/3 per year commencing on February 15, 2023. (F1) Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on February 15, 2022. (F2) Includes restricted stock units which vest at a rate of 1/3 per year commencing on September 21, 2022. |