Form 4 for TRST TRUSTCO BANK CORP N Y
Accepted 2022-11-28 00:00:00 ET · period of report 2022-11-23 · accession 0001567619-22-020912 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-28 | 2022-11-23 | TRST | LEONARD ROBERT M | EVP Corp. SERVICES, RISK | M - OptEx | $34.81 | +8,218 | 32.1K | +34% | +$286.1K |
| D | 2022-11-28 | 2022-11-23 | TRST | LEONARD ROBERT M | EVP Corp. SERVICES, RISK | F - Tax | $38.80 | -7,375 | 27.1K | -21% | -$286.1K |
| DM | 2022-11-28 | 2022-11-23 | TRST | LEONARD ROBERT M | EVP Corp. SERVICES, RISK | M - OptEx | $0.00 | -8,218 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2022-11-23 | M | A | 1,600 | $35.25 | 27,815 | D | — | — | |
| 2 | Common | COMMON STOCK | 2022-11-23 | F | D | 7,375 | $38.80 | 27,058 | D | — | — | |
| 3 | Common | COMMON STOCK | 2022-11-23 | M | A | 2,339 | $32.15 | 34,433 | D | — | — | |
| 4 | Common | COMMON STOCK | 2022-11-23 | M | A | 4,279 | $36.10 | 32,094 | D | — | — | |
| 5 | Derivative | OPTION TO BUY: RT-TO-BUY | 2022-11-23 | M | D | 4,279 | $0.00 | 1,322 | D | $36.10 · — to 2024-11-18 | 4,279 COMMON STOCK | (F1) On May 28, 2021, the issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number and exercise prices of the options reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. (F3) Award vested in equal installments from the first through the fifth year following the award date, and was fully vested on November 18, 2019. |
| 6 | Derivative | OPTION TO BUY: RT-TO-BUY | 2022-11-23 | M | D | 2,339 | $0.00 | 3,262 | D | $32.15 · — to 2025-11-17 | 2,339 COMMON STOCK | (F1) On May 28, 2021, the issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number and exercise prices of the options reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. (F4) Award vested in equal installments from the first through the fifth year following the award date, and was fully vested on November 17, 2020. |
| 7 | Derivative | OPTION TO BUY: RT-TO-BUY | 2022-11-23 | M | D | 1,600 | $0.00 | 0 | D | $35.25 · — to 2023-11-19 | 1,600 COMMON STOCK | (F1) On May 28, 2021, the issuer effected a 1-for-5 reverse stock split (the "Reverse Stock Split"). The number and exercise prices of the options reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. (F2) Award vested in equal installments from the first through the fifth year following the award date, and was fully vested on November 19, 2018. |