Form 4 for SEIC SEI INVESTMENTS CO
Accepted 2022-12-12 00:00:00 ET · period of report 2020-02-28 · accession 0001567619-22-021506 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-12 | 2020-02-28+ | SEIC | Barr Kevin | EVP | M - OptEx | $23.26 | +70.0K | 184.7K | +61% | +$1.63M |
| D | 2022-12-12 | 2022-12-06 | SEIC | Barr Kevin | EVP | S - Sale+OE | $62.00 | -10.0K | 174.7K | -5% | -$620.0K |
| DM | 2022-12-12 | 2020-02-28+ | SEIC | Barr Kevin | EVP | M - OptEx | — | +70.0K | 0 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-09 | M | A | 30,000 | $22.45 | 204,741 | D | — | — | |
| 2 | Common | Common Stock | 2020-02-28 | M | A | 40,000 | $23.86 | 184,741 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-06 | S | D | 10,000 | $62.00 | 174,741 | D | — | — | |
| 4 | Derivative | Option to Purchase Common Stock | 2020-02-28 | M | A | 40,000 | — | 0 | D | $23.86 · — to 2020-12-14 | 40,000 Common Stock | (F2) Received as employment compensation. (F1) Fifty percent vested on 2/28/14 and remainder on 12/31/2017. |
| 5 | Derivative | Option to Purchase Common Stock | 2022-12-09 | M | A | 30,000 | — | 0 | D | $22.45 · 2019-12-11 to 2022-12-11 | 30,000 Common Stock | (F2) Received as employment compensation. |