Form 4 for FCEL FUELCELL ENERGY INC
Accepted 2022-12-14 00:00:00 ET · period of report 2022-12-12 · accession 0001567619-22-021587 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-14 | 2022-12-12 | FCEL | Few Jason | CEO, Dir | F - Tax | $3.47 | -9,655 | 501.3K | -2% | -$33.5K |
| D | 2022-12-14 | 2022-12-12 | FCEL | Few Jason | CEO, Dir | M - OptEx | $0.00 | +20.8K | 511.0K | +4% | $0 |
| D | 2022-12-14 | 2022-12-12 | FCEL | Few Jason | CEO, Dir | M - OptEx | $0.00 | -20.8K | 41.7K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-12 | F | D | 9,655 | $3.47 | 501,302 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-12 | M | A | 20,833 | $0.00 | 510,957 | D | — | — | (F1) Restricted stock units were converted into common stock on a one-for-one basis. |
| 3 | Derivative | Employee Restricted Stock Unit | 2022-12-12 | M | D | 20,833 | $0.00 | 41,667 | D | $0.00 · 2022-12-12 to — | 20,833 Common Stock | (F1) Restricted stock units were converted into common stock on a one-for-one basis. (F3) On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. |