Form 4 for FCEL FUELCELL ENERGY INC
Accepted 2022-12-14 00:00:00 ET · period of report 2022-12-12 · accession 0001567619-22-021589 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-14 | 2022-12-12 | FCEL | Leo Anthony | EVP, CTO | M - OptEx | $0.00 | +4,710 | 27.4K | +21% | $0 |
| D | 2022-12-14 | 2022-12-12 | FCEL | Leo Anthony | EVP, CTO | F - Tax | $3.47 | -1,477 | 26.0K | -5% | -$5,125 |
| D | 2022-12-14 | 2022-12-12 | FCEL | Leo Anthony | EVP, CTO | M - OptEx | $0.00 | -4,710 | 9,420 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-12 | M | A | 4,710 | $0.00 | 27,441 | D | — | — | (F1) Restricted stock units were converted into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-12-12 | F | D | 1,477 | $3.47 | 25,964 | D | — | — | |
| 3 | Derivative | Employee Restricted Stock Unit | 2022-12-12 | M | D | 4,710 | $0.00 | 9,420 | D | $0.00 · 2022-12-12 to — | 4,710 Common Stock | (F1) Restricted stock units were converted into common stock on a one-for-one basis. (F3) On December 10, 2021, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. |