Form 4 for SEIC SEI INVESTMENTS CO
Accepted 2022-12-22 00:00:00 ET · period of report 2022-12-21 · accession 0001567619-22-021948 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-22 | 2022-12-21 | SEIC | MCCARTHY KATHRYN | Dir | M - OptEx | $33.76 | +10.0K | 81.7K | +14% | +$337.6K |
| D | 2022-12-22 | 2022-12-21 | SEIC | MCCARTHY KATHRYN | Dir | S - Sale+OE | $59.25 | -10.0K | 71.7K | -12% | -$592.5K |
| D | 2022-12-22 | 2022-12-21 | SEIC | MCCARTHY KATHRYN | Dir | M - OptEx | — | -10.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-21 | M | A | 10,000 | $33.76 | 81,700 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-21 | S | D | 10,000 | $59.25 | 71,700 | D | — | — | (F1) Represents the weighted average of a range of sale prices from $59.08 to $59.40. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
| 3 | Derivative | Option to Purchase Common Stock | 2022-12-21 | M | D | 10,000 | — | 0 | D | $33.76 · — to 2023-12-10 | 10,000 Common Stock | (F3) Received as compensation for service on Board of Directors. (F2) One-half became exercisable on December 31, 2015 and the remainder on December 31, 2018. |