Form 4 for PNR Pentair
Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-02 · accession 0001567619-23-000374 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-04 | 2023-01-02+ | PNR | Stauch John L | Pres, CEO, Dir | F - Tax | $45.20 | -501 | 1,035 | -33% | -$22.6K |
| D | 2023-01-04 | 2023-01-03 | PNR | Stauch John L | Pres, CEO, Dir | A - Grant | $0.00 | +34.3K | 65.3K | +111% | $0 |
| D | 2023-01-04 | 2023-01-03 | PNR | Stauch John L | Pres, CEO, Dir | A - Grant | $0.00 | +115.7K | 115.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-01-02 | F | D | 260 | $45.20 | 549 | D | — | — | (F3) End-of-period holdings reflect the vesting of restricted stock units that were previously reported. (F4) Since the date of the reporting person's last ownership form, 7,059.6316 shares held directly have been transferred and are now held indirectly by a trust owned by the reporting person's spouse. (F2) End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c). |
| 2 | Common | Common Shares - Restricted Stock Units | 2023-01-03 | A | A | 34,292 | $0.00 | 65,269.73 | D | — | — | (F3) End-of-period holdings reflect the vesting of restricted stock units that were previously reported. (F6) End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). |
| 3 | Common | Common Shares | 2023-01-03 | F | D | 241 | $45.20 | 1,035 | D | — | — | (F3) End-of-period holdings reflect the vesting of restricted stock units that were previously reported. (F4) Since the date of the reporting person's last ownership form, 7,059.6316 shares held directly have been transferred and are now held indirectly by a trust owned by the reporting person's spouse. (F2) End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c). |
| 4 | Derivative | Employee Stock Option (right to buy) | 2023-01-03 | A | A | 115,738 | $0.00 | 115,738 | D | $45.20 · — to 2033-01-03 | 115,738 Common Shares | (F9) One-third of the stock options become exercisable on the first, second and third anniversary of the grant. |