Form 4 for BTU PEABODY ENERGY CORP
Accepted 2023-01-04 00:00:00 ET · period of report 2023-01-02 · accession 0001567619-23-000397 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-01-04 | 2023-01-02+ | BTU | Spurbeck Mark | EVP, CFO | F - Tax | $25.97 | -15.8K | 68.0K | -19% | -$410.8K |
| 2023-01-04 | 2023-01-03 | BTU | Spurbeck Mark | EVP, CFO | A - Grant | $0.00 | +12.0K | 69.8K | +21% | $0 | |
| 2023-01-04 | 2023-01-04 | BTU | Spurbeck Mark | EVP, CFO | S - Sale | $24.65 | -6,219 | 63.6K | -9% | -$153.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-02 | F | D | 4,822 | $26.42 | 63,217 | D | — | — | (F3) The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 10,884 restricted stock units on January 2, 2023. |
| 2 | Common | Common Stock | 2023-01-03 | F | D | 5,372 | $25.10 | 57,845 | D | — | — | (F4) The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 12,125 restricted stock units on January 3, 2023. |
| 3 | Common | Common Stock | 2023-01-03 | A | A | 11,952 | $0.00 | 69,797 | D | — | — | (F5) Represent?restricted?stock units?("RSUs")?that?will?vest?in three equal?annual?installments on the first, second, and third anniversary?of?the?grant?date of?January?3, 2023, subject?to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment due to the executive officer's death or disability. |
| 4 | Common | Common Stock | 2023-01-04 | S | D | 6,219 | $24.65 | 63,578 | D | — | — | (F6) The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/17/21. |
| 5 | Common | Common Stock | 2023-01-02 | F | D | 3,490 | $26.42 | 70,173 | D | — | — | (F1) The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 7,174 restricted stock units on January 2, 2023. |
| 6 | Common | Common Stock | 2023-01-02 | F | D | 2,134 | $26.42 | 68,039 | D | — | — | (F2) The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 4,825 restricted stock units on January 2, 2023. |