Form 4 for PRTA PROTHENA CORP PUBLIC LTD CO
Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-03 · accession 0001567619-23-000574 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-05 | 2023-01-03 | PRTA | Ekman Lars | Dir, COB of the Board | M - OptEx | $6.41 | +15.8K | 16.1K | +6,516% | +$101.5K |
| DM | 2023-01-05 | 2023-01-03 | PRTA | Ekman Lars | Dir, COB of the Board | S - Sale+OE | $55.98 | -15.8K | 3,148 | -83% | -$886.4K |
| D | 2023-01-05 | 2023-01-03 | PRTA | Ekman Lars | Dir, COB of the Board | M - OptEx | $0.00 | -15.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares, par value $0.01 per share | 2023-01-03 | M | A | 15,834 | $6.41 | 16,077 | D | — | — | |
| 2 | Common | Ordinary Shares, par value $0.01 per share | 2023-01-03 | S | D | 3,411 | $54.15 | 12,666 | D | — | — | (F2) The transaction was executed in multiple trades in prices ranging from $53.74 to $54.68, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in footnotes 2 through 7 of this Form 4. |
| 3 | Common | Ordinary Shares, par value $0.01 per share | 2023-01-03 | S | D | 2,897 | $55.35 | 9,769 | D | — | — | (F3) The transaction was executed in multiple trades in prices ranging from $54.75 to $55.74, inclusive. |
| 4 | Common | Ordinary Shares, par value $0.01 per share | 2023-01-03 | S | D | 69 | $60.85 | 243 | D | — | — | (F7) The transaction was executed in multiple trades in prices ranging from $60.77 to $61.00, inclusive. |
| 5 | Common | Ordinary Shares, par value $0.01 per share | 2023-01-03 | S | D | 1,303 | $56.98 | 1,845 | D | — | — | (F5) The transaction was executed in multiple trades in prices ranging from $56.76 to $57.31, inclusive. |
| 6 | Common | Ordinary Shares, par value $0.01 per share | 2023-01-03 | S | D | 1,523 | $58.67 | 322 | D | — | — | (F6) The transaction was executed in multiple trades in prices ranging from $58.195 to $58.92, inclusive. |
| 7 | Common | Ordinary Shares, par value $0.01 per share | 2023-01-03 | S | D | 10 | $59.46 | 312 | D | — | — | |
| 8 | Common | Ordinary Shares, par value $0.01 per share | 2023-01-03 | S | D | 6,621 | $56.33 | 3,148 | D | — | — | (F4) The transaction was executed in multiple trades in prices ranging from $55.76 to $56.755, inclusive. |
| 9 | Derivative | Stock Option (right to buy) | 2023-01-03 | M | D | 15,834 | $0.00 | 0 | D | $6.41 · — to 2023-01-29 | 15,834 Ordinary Shares | (F8) The option was granted on January 29, 2013, and all shares subject to the option were fully vested and exercisable January 29, 2014. The option would have expired in approximately one month and would have been forfeited to the extent it was not exercised on or prior to January 29, 2023. |