Form 4 for IBKR Interactive Brokers

Accepted 2023-01-06 00:00:00 ET · period of report 2022-12-31 · accession 0001567619-23-000619 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-01-06	2022-12-31	IBKR	Brody Paul Jonathan	CFO, Dir	A - Grant	$0.6086	+41.1K	731.5K	+6%	+$25.0K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A common stock	2022-12-31	A	A	40,783	$0.00	731,129	D	—	—	(F1) This represents a grant of restricted stock units under the 2007 Stock Incentive Plan as amended ("Plan") that will vest 20% on or about 5/9/2023 and 20% on each of the first four anniversaries of 5/9/2023. (F2) This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.
2	Common	Class A common stock	2022-12-31	A	A	346	$72.35	731,475	D	—	—	(F3) This represents an annual grant of restricted stock units under the Plan for being a member of the issuer's Board of Directors, which vested immediately on 12/31/2022. (F4) The price represents the closing price of the issuer's Class A common stock on December 30, 2022. (F2) This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.