Form 4 for TMQ Trilogy Metals Inc.
Accepted 2023-01-11 00:00:00 ET · period of report 2023-01-09 · accession 0001567619-23-000787 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-11 | 2023-01-09 | TMQ | Giardini Tony | Pres, CEO, Dir | M - OptEx | — | +1.03M | 2.44M | +72% | — |
| DM | 2023-01-11 | 2023-01-09 | TMQ | Giardini Tony | Pres, CEO, Dir | M - OptEx | $0.00 | -1.03M | 800.0K | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2023-01-09 | M | A | 1,025,866 | — | 2,443,500 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock |
| 2 | Derivative | Restricted Stock Units | 2023-01-09 | M | D | 564,100 | $0.00 | 0 | D | — · — to — | 564,100 Common Shares | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock (F4) Represents grant of restricted stock units ("RSUs") which vested fully on the date of grant with settlement occuing as soon as practicable following vesting. |
| 3 | Derivative | Restricted Stock Units | 2023-01-09 | M | D | 61,766 | $0.00 | 61,768 | D | — · — to — | 61,766 Common Shares | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock (F2) Represents grant of restricted stock units ("RSUs") which vest as follows: 1/3 on December 9, 2021; 1/3 on December 9, 2022; and 1/3 on December 9, 2023. Settlement of vested RSUs will occur as soon as practicable following vesting. |
| 4 | Derivative | Restricted Stock Units | 2023-01-09 | M | D | 400,000 | $0.00 | 800,000 | D | — · — to — | 400,000 Common Shares | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock (F3) Represents grant of restricted stock units ("RSUs") which vest as follows: 1/3 on December 8, 2022; 1/3 on December 8, 2023; and 1/3 on December 8, 2024. Settlement of vested RSUs will occur as soon as practicable following vesting. |