Form 4 for PENG Penguin Solutions, Inc.
Accepted 2023-02-02 00:00:00 ET · period of report 2023-01-31 · accession 0001567619-23-001732 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-02-02 | 2022-10-06+ | PENG | HERSCHER PENNY | Dir | G - Gift | $0.00 | -4,584 | 0 | -100% | $0 |
| MI | 2023-02-02 | 2022-10-06+ | PENG | HERSCHER PENNY | Dir | G - Gift | $0.00 | +4,584 | 4,584 | New | $0 |
| 2023-02-02 | 2023-01-31 | PENG | HERSCHER PENNY | Dir | S - Sale | $16.67 | -900 | 1,348 | -40% | -$15.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-10-06 | G | D | 3,236 | $0.00 | 2,248 | D By Family Trust | — | — | (F2) Shares held by the 2001 Herscher Family Trust U/A/D 6/14/2001, for which the Reporting Person and her spouse serve as co-trustees. |
| 2 | Common | Ordinary Shares | 2022-10-06 | G | A | 3,236 | $0.00 | 3,236 | I By Family Trust | — | — | (F2) Shares held by the 2001 Herscher Family Trust U/A/D 6/14/2001, for which the Reporting Person and her spouse serve as co-trustees. |
| 3 | Common | Ordinary Shares | 2023-01-31 | S | D | 900 | $16.67 | 1,348 | D | — | — | |
| 4 | Common | Ordinary Shares | 2023-02-02 | G | D | 1,348 | $0.00 | 0 | D | — | — | |
| 5 | Common | Ordinary Shares | 2023-02-02 | G | A | 1,348 | $0.00 | 4,584 | I | — | — | (F2) Shares held by the 2001 Herscher Family Trust U/A/D 6/14/2001, for which the Reporting Person and her spouse serve as co-trustees. |