Form 4 for CDXS CODEXIS, INC.
Accepted 2023-02-14 00:00:00 ET · period of report 2023-02-10 · accession 0001567619-23-002895 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-14 | 2023-02-10 | CDXS | Ryali Sriram | CFO | A - Grant | $0.00 | +111.8K | 111.8K | New | $0 |
| D | 2023-02-14 | 2023-02-10 | CDXS | Ryali Sriram | CFO | A - Grant | $0.00 | +372.6K | 372.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-10 | A | A | 111,791 | $0.00 | 111,791 | D | — | — | (F1) Restricted Stock. The shares vest as to one third of the shares on each yearly anniversary of the date of grant, provided that the Reporting Person provides continuous services to the Issuer as an employee, consultant, director or officer through each such vesting date. |
| 2 | Derivative | Stock Option (Right to Buy) | 2023-02-10 | A | A | 372,637 | $0.00 | 372,637 | D | $5.86 · — to 2033-02-10 | 372,637 Common Stock | (F2) Option was granted pursuant to the Issuer's 2022 Employment Inducement Award Plan and vests and becomes exercisable with respect to 25% of the shares subject thereto on February 10, 2024, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 10, 2027, in each case, subject to continued service through the applicable vesting date. |