Form 4 for APO Apollo Global Management
Accepted 2023-02-14 00:00:00 ET · period of report 2023-02-10 · accession 0001567619-23-003005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-02-14 | 2023-02-10 | APO | Belardi James Richard | CEO of Athene Holding Ltd, Dir | G - Gift | $0.00 | 0 | 0 | New | $0 |
| I | 2023-02-14 | 2023-02-10 | APO | Belardi James Richard | CEO of Athene Holding Ltd, Dir | F - Tax | $70.66 | -41.8K | 236.9K | -15% | -$2.95M |
| 2023-02-14 | 2023-02-10 | APO | Belardi James Richard | CEO of Athene Holding Ltd, Dir | A - Grant | $0.00 | +98.6K | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-10 | G | D | 373,219 | $0.00 | 0 | I JB Athene Investments IV, LLC | — | — | |
| 2 | Common | Common Stock | 2023-02-10 | G | A | 1,478,185 | $0.00 | 1,478,185 | I | — | — | |
| 3 | Common | Common Stock | 2023-02-10 | G | D | 1,104,966 | $0.00 | 0 | I By Belardi Family Irrevocable Trust | — | — | |
| 4 | Common | Common Stock | 2023-02-10 | F | D | 41,811 | $70.66 | 236,937 | I By Belardi 2019 GST Non-Exempt Descendants Trust | — | — | (F3) Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the reporting person arising in connection with the delivery of shares pursuant to an equity plan administered by Apollo Global Management, Inc. (F5) Reported amount includes 184,159 RSUs. RSUs represent the contingent right to receive shares of Apollo Global Management, Inc. pursuant to an equity plan administered by Apollo Global Management, Inc. (F2) Reported amounts have been adjusted to reflect the transfer of 515,732 shares and of 98,626 RSUs, previously reported as directly owned by the reporting person, to the James and Leslie Belardi Family Trust, which transfers were exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act. (F4) Reported amounts have been adjusted to reflect the transfer of 640,541 shares, previously reported as owned by James and Leslie Belardi Family Trust, to JB Athene Investments III, LLC, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act. |
| 5 | Common | Common Stock | 2023-02-10 | A | A | 98,626 | $0.00 | 0 | D By James and Leslie Belardi Family Trust | — | — | (F1) Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date. (F2) Reported amounts have been adjusted to reflect the transfer of 515,732 shares and of 98,626 RSUs, previously reported as directly owned by the reporting person, to the James and Leslie Belardi Family Trust, which transfers were exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act. |