Form 4 for TPB Turning Point Brands, Inc.

Accepted 2023-02-14 00:00:00 ET · period of report 2023-02-10 · accession 0001567619-23-003012 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-02-14	2023-02-10	TPB	Purdy Graham	Pres, CEO	A - Grant	$22.71	+10.4K	149.0K	+8%	+$237.1K
	2023-02-14	2023-02-10	TPB	Purdy Graham	Pres, CEO	F - Tax	$22.71	-2,580	146.4K	-2%	-$58.6K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-02-10	A	A	442	$22.71	146,846	D	—	—	(F13) The reported transaction involves shares received as dividends related to performance restricted stock units that the performance criteria were met on February 10, 2023. The total reported in Column 5 includes 2,500 restricted stock units and 146,846 shares of common stock.
2	Common	Common Stock	2023-02-10	A	A	10,000	$22.71	148,984	D	—	—	(F11) Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2018. The compensation committee of the Board of Directors determined that the performance criteria were met on February 10, 2022. The total reported in Column 5 includes 2,500 restricted stock units and 148,984 shares of common stock.
3	Common	Common Stock	2023-02-10	F	D	2,580	$22.71	146,404	D	—	—	(F12) The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on February 10, 2023. The total reported in Column 5 includes 146,404 restricted stock units and 1,592 shares of common stock.