Form 4 for CDXS CODEXIS, INC.
Accepted 2023-02-21 00:00:00 ET · period of report 2023-02-21 · accession 0001567619-23-003441 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-21 | 2023-02-21 | CDXS | DILLY STEPHEN GEORGE | See Remarks, Dir | A - Grant | $0.00 | +112.5K | 146.5K | +331% | $0 |
| D | 2023-02-21 | 2023-02-21 | CDXS | DILLY STEPHEN GEORGE | See Remarks, Dir | A - Grant | $0.00 | +337.5K | 337.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-21 | A | A | 112,500 | $0.00 | 146,474 | D | — | — | (F1) Restricted Stock Units ("RSUs") vest 1/3 annually from February 21, 2023 such that the RSUs will be fully vested on February 21, 2026. Each RSU represents a contingent right to receive one share of Codexis common stock. |
| 2 | Derivative | Stock Option (Right to Buy) | 2023-02-21 | A | A | 337,500 | $0.00 | 337,500 | D | $5.44 · — to 2033-02-21 | 337,500 Common Stock | (F2) Option vests and becomes exercisable with respect to 25% of the shares subject thereto on February 21, 2024, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 21, 2027, in each case, subject to continued service through the applicable vesting date. |