Form 4 for XEL Xcel Energy
Accepted 2023-02-23 00:00:00 ET · period of report 2023-02-21 · accession 0001567619-23-003637 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-23 | 2023-02-21 | XEL | Carter Brett C | EVP, Group Pres Utilitie, Chief Customer Off | F - Tax | $68.01 | -13.4K | 37.9K | -26% | -$910.0K |
| D | 2023-02-23 | 2023-02-21 | XEL | Carter Brett C | EVP, Group Pres Utilitie, Chief Customer Off | A - Grant | $0.00 | +23.4K | 47.5K | +97% | $0 |
| D | 2023-02-23 | 2023-02-21 | XEL | Carter Brett C | EVP, Group Pres Utilitie, Chief Customer Off | M - OptEx | — | +3,720 | 51.2K | +8% | — |
| D | 2023-02-23 | 2023-02-21 | XEL | Carter Brett C | EVP, Group Pres Utilitie, Chief Customer Off | M - OptEx | $0.00 | -3,720 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-21 | F | D | 13,380.65 | $68.01 | 37,865.95 | D | — | — | (F4) Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards and the issuance of common stock under the 2022 annual incentive program. Fractional share interests were settled in cash. |
| 2 | Common | Common Stock | 2023-02-21 | A | A | 23,380.37 | $0.00 | 47,526.31 | D | — | — | (F1) Represents 18,066.118 shares of common stock issued upon settlement of performance share unit awards for the 2020-2022 performance period as well as 5,314.248 shares of common stock issued in lieu of a portion of the cash payment earned by the reporting person under the 2022 annual incentive program. (F2) The amount includes 528.781 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report. |
| 3 | Common | Common Stock | 2023-02-21 | M | A | 3,720.28 | — | 51,246.60 | D | — | — | (F3) Restricted stock units are settled in common stock on a one-for-one basis. |
| 4 | Derivative | Restricted Stock Units | 2023-02-21 | M | D | 3,720.28 | $0.00 | 0 | D | — · — to — | 3,720.28 Common Stock | (F5) Number of units shown reflects the reinvestment of dividend equivalents since the original grant of 3,431 units granted on January 2, 2020. (F3) Restricted stock units are settled in common stock on a one-for-one basis. (F6) Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023. |