Form 4 for XEL Xcel Energy
Accepted 2023-02-23 00:00:00 ET · period of report 2023-02-21 · accession 0001567619-23-003639 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-23 | 2023-02-21 | XEL | Frenzel Robert | COB, Pres, CEO, Dir | M - OptEx | — | +7,633 | 143.9K | +6% | — |
| D | 2023-02-23 | 2023-02-21 | XEL | Frenzel Robert | COB, Pres, CEO, Dir | A - Grant | $0.00 | +37.1K | 136.3K | +37% | $0 |
| D | 2023-02-23 | 2023-02-21 | XEL | Frenzel Robert | COB, Pres, CEO, Dir | F - Tax | $68.01 | -22.0K | 121.9K | -15% | -$1.50M |
| D | 2023-02-23 | 2023-02-21 | XEL | Frenzel Robert | COB, Pres, CEO, Dir | M - OptEx | $0.00 | -7,633 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-21 | M | A | 7,633.27 | — | 143,904.03 | D | — | — | (F2) Restricted stock units are settled in common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-02-21 | A | A | 37,069.76 | $0.00 | 136,270.76 | D | — | — | (F1) Represents the settlement of performance share unit awards for the 2020-2022 performance period. |
| 3 | Common | Common Stock | 2023-02-21 | F | D | 21,995.03 | $68.01 | 121,909 | D | — | — | (F3) Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards. Fractional share interests were settled in cash. |
| 4 | Derivative | Restricted Stock Units | 2023-02-21 | M | D | 7,633.27 | $0.00 | 0 | D | — · — to — | 7,633.27 Common Stock | (F4) Number of units shown reflects the reinvestment of dividend equivalents since the original grants of (a) 5,451 units granted on January 2, 2020 and (b) 1,599 units granted on March 31, 2020. (F2) Restricted stock units are settled in common stock on a one-for-one basis. (F5) Award vested on December 31, 2022 but was settled in shares of common stock on February 23, 2023. |