Form 4 for XEL Xcel Energy
Accepted 2023-02-23 00:00:00 ET · period of report 2023-02-21 · accession 0001567619-23-003649 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-23 | 2023-02-21 | XEL | Rome Amanda J | EVP, Chief Legal, Complianc | A - Grant | $0.00 | +21.8K | 32.9K | +197% | $0 |
| D | 2023-02-23 | 2023-02-21 | XEL | Rome Amanda J | EVP, Chief Legal, Complianc | M - OptEx | — | +2,852 | 35.7K | +9% | — |
| D | 2023-02-23 | 2023-02-21 | XEL | Rome Amanda J | EVP, Chief Legal, Complianc | F - Tax | $68.01 | -12.2K | 23.5K | -34% | -$830.0K |
| D | 2023-02-23 | 2023-02-21 | XEL | Rome Amanda J | EVP, Chief Legal, Complianc | M - OptEx | $0.00 | -2,852 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-21 | A | A | 21,832.28 | $0.00 | 32,887.14 | D | — | — | (F1) Represents 16,927.167 shares of common stock issued upon settlement of performance share unit awards for the 2020-2022 performance period as well as 4,905.11 shares of common stock issued in lieu of a portion of the cash payment earned by the reporting person under the 2022 annual incentive program. (F2) The amount includes 99.088 shares of stock acquired pursuant to the reinvestment of dividends since the reporting person's last report. |
| 2 | Common | Common Stock | 2023-02-21 | M | A | 2,852.20 | — | 35,739.34 | D | — | — | (F3) Restricted stock units are settled in common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2023-02-21 | F | D | 12,204.48 | $68.01 | 23,534.86 | D | — | — | (F4) Represents the withholding of shares to satisfy tax obligations upon the settlement of the 2020-2022 performance share unit awards and restricted stock unit awards and the issuance of common stock under the 2022 annual incentive program. Fractional share interests were settled in cash. |
| 4 | Derivative | Restricted Stock Units | 2023-02-21 | M | D | 2,852.20 | $0.00 | 0 | D | — · — to — | 2,852.20 Common Stock | (F5) Number of units shown reflects the reinvestment of dividend equivalents since the original grants of (a) 678.364 units granted on June 1, 2020 and (b) 1,969 units granted on June 1, 2020. (F3) Restricted stock units are settled in common stock on a one-for-one basis. (F6) Award vested on December 31, 2022 but was settled in shares of common stock on February 21, 2023. |